Team Head, Regulatory Compliance & Corporate Oversight

job scope.

• Provide strategic leadership and oversight across all non-financial crime compliance domains, ensuring robust governance frameworks aligned with regulatory expectations and corporate standards.
• Act as the principal advisor to senior management on regulatory compliance, market conduct, product governance, distribution practices, and data privacy matters.
• Lead, develop, and continuously enhance the firm’s regulatory compliance framework, including policies, procedures, and internal controls, to ensure ongoing adherence to applicable laws and regulations.
• Oversee product compliance across the full lifecycle, ensuring new and existing offerings meet regulatory requirements and uphold fair customer outcomes.
• Drive market conduct excellence by embedding customer-centric practices and monitoring adherence to conduct risk standards across all business lines.
• Ensure effective implementation and maintenance of data privacy and protection frameworks in line with local and international regulatory requirements.
• Provide oversight of distribution compliance, ensuring all channels operate within regulatory boundaries and maintain appropriate licensing, disclosures, and advisory standards.
• Engage proactively with regulators, industry bodies, and internal stakeholders, managing inspections, inquiries, and regulatory change initiatives with professionalism and credibility.
• Lead and mentor a high-performing compliance team, fostering a culture of integrity, accountability, and continuous improvement.
• Collaborate cross-functionally with Legal, Risk, Product, and Business Units to embed compliance considerations into strategic and operational decision-making.
• Monitor regulatory developments and assess their impact on the organization, driving timely implementation of required changes.
• Prepare and present clear, insightful compliance reporting to senior management and Board-level committees.

requirements.

• Extensive experience in regulatory compliance within the insurance sector, with demonstrable leadership exposure.
• Deep expertise across regulatory compliance, product governance, market conduct, data privacy, and distribution compliance.
• Strong understanding of regional regulatory frameworks (e.g., HKIA or equivalent) and evolving compliance landscapes.
• Proven ability to engage with regulators and senior stakeholders with confidence and authority.
• Strategic thinker with strong execution capabilities and a hands-on leadership approach.
• Excellent communication, stakeholder management, and team leadership skills.

If you believe you meet the above requirements and have the passion and drive to excel in this role, we invite you to submit your application. We apologies that only shortlisted candidates will be contacted. Please click the 'Apply' button below or send through your most updated CV to cchen@captarpartners.com. We apologies that only shortlisted candidates will be contacted.