Senior Compliance Manager (Global Markets)

Posted 01 February 2024
Salary HKD1000000 - HKD1300000 per annum
LocationHong Kong
Job type Permanent
Discipline Financial Services
ContactCathleen Chen

Job description

  • Leading Chinese Bank
  • Great Remuneration Package
  • Great Working Culture

company overview.
This leading Chinese Bank is looking for seasoned compliance talent focusing on global market to join them. You will be leading a team of 3. Great working culture and great remuneration package are provided.

job scope.
As the Senior Compliance Manager focusing on Global Markets in a leading Chinese Bank, your key responsibility will be to:
  • Support the Team Head in managing a team that offers compliance advice and support for the Bank's Global Markets and Financial Markets related business units
  • Enhance, maintain, and review internal policies and procedures, compliance manuals, etc. to align with local laws and regulations, market practices, and the Bank's specific circumstances in global markets.
  • Provide compliance training to staff in accordance with local regulations, the Bank's internal requirements, and training objectives in global markets.
  • Collaborate closely with relevant stakeholders to ensure the Bank's compliance with Global Markets and Financial Markets related business, including oversight of new product launches, regulatory reviews and examinations, compliance-related projects, initiatives, and system launches, etc.
  • Undertake additional tasks as assigned by management on an ad-hoc basis in global markets.
  • Degree or above with major in Finance, Risk Management, Economics, Business Administration, Accounting or other related discipline.
  • At least 10 years' experience in regulatory compliance, preferably in banking, financial sectors or regulatory bodies
  • Sound knowledge in Global Markets and Financial Markets business operations and market practices, laws and regulatory requirements pertinent to bank
  • Ability to work independently and as a team member, timely and appropriately identify and escalate issues
  • Good drafting, analytical, interpersonal and communication skills with flexibility and adaptability to changes
  • Good command of both written and spoken English and Chinese (including Mandarin), and proficiency in using Microsoft office
If you believe you meet the above requirements and have the passion and drive to excel in this role, we invite you to submit your application. We apologies that only shortlisted candidates will be contacted. Please click the 'Apply' button below or send through your most updated CV to

Still considering? Contact Cathleen Chen on +852 3653 5247 for confidential discussion about it, we are always happy to help.