Job description
- Leading External Asset Management
- Great Working Culture & Exposire
- Great Remuneration Package
company overview.
This leading External Asset Management is looking for seasoned operation talent focusing in CDD and other operational matters their team. You will be joining a team of 3 with great exposure and great remuneration package provided.
job scope.
As the Operation Manager for a Leading External Asset Management, your key responsibility will be to:
- Assist with onboarding of new accounts. Liaise with Regulatory compliance and client to fulfil onboarding requirements and documentation. This includes gathering the onboarding documents from institutional clients and assessing documents.
- Work closely with the firm's Compliance department to ensure client accounts adhere to the firm's Compliance Standards (Client reviews and Due diligence)
- Clear system generated name screening alerts or perform manual screening
- Perform periodic client’s review and distributor’s due diligence exercise
- Review and process the documentation submitted by our clients for any update requests
- Assist with client’s due diligence requests from the firms
- Identify areas of improvements in processes/system enhancement
requirements.
- Bachelor's degree in business, finance, or a related field. MBA or other relevant certifications are a plus.
- At least 5 years of relevant experience in the financial industry with AML/KYC experience
- Good understanding of unit trusts
- Proficient in Microsoft Office, in particular, MS Excel and Word
- Strong interpersonal and communication skills
- Meticulous and diligent individual with positive attitude
- Self-motivated
- Team player
Still considering? Contact Cathleen Chen on +852 3653 5247 for confidential discussion about it, we are always happy to help.
